5 posts found
Recording a client meeting with an AI note-taker triggers three Canadian consent and recordkeeping rules. The Criminal Code, PIPEDA, and CIRO each ask a separate question. Practical scripts and a CRM audit trail for advisors.
Claude has three access tiers with radically different compliance profiles for Canadian advisors. Here is what each means under PIPEDA, CIRO, and Quebec Law 25.
Canadian advisors face three regulatory layers US guidance ignores: PIPEDA, CIRO, and Quebec Law 25. What each ChatGPT tier means for compliance.
Meeting transcription combines four compliance risk factors no other AI tool shares. Why it creates unique exposure for Canadian financial advisors.
Canadian advisors face six distinct AI regulatory requirements with no US equivalent. The best AI guidance was written for SEC and FINRA. Here is what PIPEDA, CIRO, and Quebec Law 25 actually require.
